Content
Preamble
Some media pointed out that in the preamble of the Statute drafted by the Parliament of Catalonia, the right of self-determination of Catalonia was implicitly claimed and that in the historical overview that appeared in it, reference was made to the loss of "national freedoms" in 1714, to the creation of the Commonwealth of Catalonia in 1914 and to the Statutes of Autonomy of 1932 and 1979, but not to the Spanish Constitutions from which the Mancomunitat and the two statutes derived, that is, the Constitutions of 1876, 1931 and 1978, respectively. It was also highlighted that the preamble was the only part of the Statute in which reference was made to Spain (three times), without resorting to the terms "State" or "Spanish State", as was done in the articles (except the two times that Spain was mentioned to refer to the international relations of the Generalitat); but even in that case the mentions of Spain were made to highlight its "plurality" (relationship of Catalonia "with the people of Spain"; "Catalonia considers that Spain is a plurinational State"; Catalonia "coexists fraternally with the people of Spain").[14].
During its processing in the Congress of Deputies, the preamble was completely modified (and reduced), changing, among others, the statement that "Catalonia considers that Spain is a plurinational State" to "a State that recognizes and respects the diversity of identities of the people of Spain" and deleting the phrase "the vocation and right of Catalonia to freely determine its future as a people." It was also stressed that "the self-government of Catalonia is based on the Constitution" and that the "historical rights of the Catalan people" are framed within it. Finally, the term "nation" was reduced to the text agreed between Rodríguez Zapatero and Artur Mas to remove from the articles the statement "Catalonia is a nation": "The Parliament of Catalonia, collecting the sentiment and will of the citizens of Catalonia, has defined, in a large majority, Catalonia as a nation. The Spanish Constitution, in its second article, recognizes the national reality of Catalonia as a nationality.
The two preambles are reproduced below, indicating in bold the changes introduced by the Cortes Generales:
Preliminary title
The meaning of the Preliminary Title was explained by Joan Saura, Conseller of Institutional Relations and Participation and leader of ICV, one of the three coalition parties in the "tripartite" government, in an article published in the newspaper El País on May 13, 2005 with the title "What does Catalonia want?":[10].
Without a doubt, the most controversial issue of the Preliminary Title was the statement in article 1.1: "Catalonia is a nation." Already during the processing in the Catalan Parliament, the parties that supported this wording asked the Consultative Council of the Generalitat of Catalonia for an opinion, and this body understood that the terms "nation" and "nationality" (the latter included in the Constitution) were "identical and interchangeable", so it saw no impediment for it to appear in the articles, but as long as the definition of "nation" was not related to the "attribution of sovereignty", because then it would clash with the article. 2 of the Constitution that only recognizes a single nation, the "Spanish nation".[28] Another very controversial topic of the Preliminary Title was the "duty" to know Catalan established in article 6.[29].
This Title was also modified during its processing in the Congress of Deputies. The statement in article 1 "Catalonia is a nation" was deleted (and taken to the preamble with another wording). In article 5, "historical rights" were recognized only "in relation to civil law, language, culture, their protection in the educational field and the institutional system", which was reinforced with the deletion of the first additional provision which said that the "Catalan people" did not renounce "the rights that, as such, correspond to them by virtue of their history, which can be updated in accordance with the provisions of the first additional provision of the Constitution." In article 6, the statement "Catalan is the official language of Catalonia" was clarified with the subsection "So is Spanish" and that "all people in Catalonia have the right to use and the right and duty to know the two official languages" was modified by "all people have the right to use the two official languages" and citizens "have the right and duty to know them", adding then that there can be no discrimination "due to the use of one language or another. Finally, the title of article 8 "National symbols" was changed to "Symbols of Catalonia", although the expression "national symbols" was maintained in the article, but after emphasizing that Catalonia had been "defined as a nationality in article 1", not as a "nation".[27].
In the Preliminary Title, which consists of 14 articles, the Cortes Generales introduced the following changes to the project approved by the Parliament of Catalonia (in bold the changes;crossed out, the subsection of article 5 declared unconstitutional in the ruling of the Constitutional Court on the Statute of Autonomy of Catalonia of 2006):
Title I. Rights, duties and guiding principles
Joan Saura also explained in the cited article why a declaration of rights, duties and guiding principles was included:[10].
The list of rights and duties approved by the Parliament of Catalonia presented some new features compared to the one that appears in the Spanish Constitution of 1978. Article 20 recognized the right of all people to "live the process of their death with dignity." In 21 it was said that in public schools "education is secular", although the right of parents to have their children receive "religious and moral training that is in accordance with their convictions" was recognized. In another article, the right of families in poverty to "a guaranteed minimum income of citizenship that assures them the minimum of a decent life" was recognized. In 40, the obligation of public powers to guarantee the "legal, economic and social protection of the various types of family", and their right to "have children", as well as "the equality of the different stable couple unions", regardless of their sexual orientation. Another article established the promotion of policies from a "gender perspective", and another the establishment of "a reception regime for immigrants." Finally, regarding linguistic rights, non-discrimination for reasons of language was recognized, and special mention was made of the preservation of the "historical memory of Catalonia", "permanent symbol of tolerance and dignity of democratic values".[29].
This title was one of those that suffered the least changes during its processing in the Congress of Deputies. The main one was that the protection of all the rights included in the new text will only be binding on the Catalan administrations and not on the central one. Thus, article 37.1, in its first version, stated that "the rights recognized by chapters I, II and III bind all the public powers that act in Catalonia and, in accordance with the nature of each right, the individuals", while the final wording was as follows: "The rights recognized by chapters I, II and III bind all the public powers of Catalonia and, in accordance with the nature of each right, the individuals." On the other hand, Unió Democràtica de Catalunya managed to add, along with the recognition of a woman's right "to her own body" or the right to a dignified death: "The rights that this Statute recognizes for the citizens of Catalonia can be extended to other people, in the terms established by law."[27].
This Title is made up of chapters I (Rights and duties in the civil and social fields; articles 15 to 28), II (Rights in the political and administrative fields; articles 29 to 31), III (Linguistic rights and duties; articles 32 to 36), IV (Guarantee of Statutory Rights; articles 37 to 38) and V (; articles 39 to 54). The changes introduced by the Cortes Generales in the project presented by the Parliament of Catalonia were the following (changes in ):
Title II. Of the Institutions
In this Title, as in the previous one, practically no changes were introduced during the processing of the project in the Congress of Deputies. The main one was the statement that "the president of the Generalitat is appointed by the King", while the text agreed by the Parliament of Catalonia, although it mentioned the same formula, then established that "the appointment proposal is endorsed by the president of the Parliament and by the president of the State Government." Regarding the personal status of the president of the Generalitat, the section was eliminated that maintained that, "for the purposes of precedence and protocol in Catalonia, the president of the Generalitat has the preeminent position, immediately after the King."[27].
This Title consists of chapter I (Parliament; articles 55 to 66), II (The President of the Generalitat; article 67), III (The Government and Administration of the Generalitat; articles 68 to 72), IV (Relations between Parliament and the Government; articles 73 to 75), V (Other institutions of the Generalitat; articles 76 to 82), VI (Local government; articles 83 to 93) and VII (Aran's own institutional organization; article 94). The changes introduced by the Cortes Generales in the project presented by the Parliament of Catalonia were the following (in bold the changes; crossed out section 4 of article 76 and the subsection of article 78, declared unconstitutional by the Constitutional Court in 2010):
Title III. Of the judicial power in Catalonia
In his investiture speech Pasqual Maragall proposed that the new Statute include[5].
The project approved by the Parliament of Catalonia included as main novelties, the determination that the Superior Court of Justice of Catalonia was the last judicial instance in Catalonia, with the only exception of the unification of doctrine that corresponded to the Supreme Court "Supreme Court (Spain)"), and the creation of the Council of Justice of Catalonia as the governing body of the judicial power in Catalonia, assuming a large part of the functions of the General Council of the Judiciary. Another novelty was the figure of the senior prosecutor of Catalonia, as well as the obligation for judges and prosecutors assigned to Catalonia to have adequate knowledge of Catalan. It also created its own body of officials at the service of the administration of justice in Catalonia.[30].
This Title also included that to guarantee that no discrimination occurred for linguistic reasons and that legal acts carried out in either of the two languages were fully valid, "without being able to claim ignorance" or requiring the translation of documents, judges, prosecutors, notaries, registrars and judicial officials stationed in Catalonia "must prove that they have an adequate and sufficient level of knowledge of the official languages."[29].
This Title was modified at various points during its processing in the Congress of Deputies. Although the Superior Court of Justice of Catalonia (TSJC) maintained its status as the last judicial instance in this community, it lost the jurisdiction in commercial law included in the initial proposal and the cassation function in matters of state law. The Council of Justice of Catalonia was also maintained as the governing body of the judiciary and acting as a deconcentrated body of the General Council of the Judiciary, but the clause was added that this will be so "in accordance with the provisions of the Organic Law of the Judiciary." Likewise, its composition will be determined by an organic law, although it was maintained that its members will be appointed by the Catalan Parliament. The way of appointing the president of the TSJC was also modified, who will also be the president of the Justice Council, since this body will only "participate" in his appointment, while in the initial project he was appointed from a shortlist of the Council. The same happened with the chief prosecutor of Catalonia, who will be appointed in accordance with the Statute of the Public Prosecutor's Office, while in the initial text he arose from the shortlist proposed by the Catalan Government. The provision that the functions of the chief prosecutor could be expanded with a law of the Catalan Parliament was also suppressed, although the final text provides for the possibility that the Generalitat "may enter into agreements" with the prosecutor's office.[27].
Title IV. Of the powers
Joan Saura wrote about the powers in the article published in the newspaper El País on May 13, 2005 already cited:[10].
During the processing in the Congress of Deputies this Title underwent important modifications, starting with the definition of exclusive jurisdiction, from which the adjective "exclusive" was deleted, as a result of the agreement reached between Rodríguez Zapatero and Artur Mas. Likewise, the section that referred to the Generalitat assuming the management of state powers by appealing to article 150.2 of the Constitution, which allows the government to "transfer or delegate" powers of the State to the autonomous communities, was also deleted. In this way, a good number of powers disappeared from the Statute, such as the management of "telecommunications infrastructure located in Catalonia", the possibility of issuing licenses to drive vehicles, the "selection of foreign workers in their countries of origin destined for Catalonia" or the management of the Barcelona airport, one of the main demands of the Catalan parties. Two other powers most coveted by the Catalan parties were also suppressed: the "authorization for the calling of popular consultations via referendum" and the possibility of having Catalan sports teams.[27].
Title V. Institutional relations of the Generalitat
In his investiture speech on December 15, 2003, Pasqual Maragall announced that he wanted the Generalitat to be able to "represent the State, as happens in other federal countries in Europe, in those matters that fall under its jurisdiction."[5] About this issue Joan Saura wrote:[10].
According to the proposal approved by the Parliament of Catalonia, a Generalitat-State Bilateral Commission was created as a permanent body for relations between the two administrations, and in which any conflicts of powers that may arise will be resolved. It was also established that the Generalitat participated in the appointment of the members of the Constitutional Court "Constitutional Tribunal (Spain)") and the General Council of the Judiciary, and appointed representatives in various organizations such as the Bank of Spain, the National Securities Market Commission, the National Telecommunications Market Commission"), the Court of Accounts, the Economic and Social Council "Economic and Social Council (Spain)") or the Data Protection Agency").[30]
Regarding foreign policy, the participation of the Generalitat in international organizations that deal with issues that are the exclusive competence of the Generalitat or that deal with matters of relevant interest to Catalonia, such as UNESCO, was recognized.[30].
This Title underwent several modifications during its processing in the Congress of Deputies. The change that some media highlighted most was the suppression of the consideration of Catalonia as an electoral constituency in the elections to the European Parliament.[27].
This Title consists of chapter I (Relations of the Generalitat with the State and with other Autonomous Communities; articles 174 to 183), II (Relations of the Generalitat with the European Union; articles 184 to 192) and III (External action of the Generalitat; articles 193 to 200). The changes introduced by the Cortes Generales to the project approved by the Parliament of Catalonia are the following (changes in bold):
Title VI. Of the financing of the Generalitat
In his investiture speech before the Parliament of Catalonia on December 15, 2003, Pasqual Maragall established the objective of his government:[5].
For his part, Joan Saura, leader of ICV, wrote in May 2005:[10].
The proposal approved by the Parliament of Catalonia attributed to the Tax Agency of Catalonia the collection of all taxes paid in Catalonia, and then the Generalitat would contribute to the State an amount for the services it provides in Catalonia and as a concept of solidarity with the rest of the autonomous communities. That amount would be determined by a Joint State-General Commission on Economic and Fiscal Affairs. Furthermore, the Generalitat would have regulatory capacity over all taxes collected in Catalonia and would participate in setting tax rates and exemptions, and reductions and deductions on the quota. The new financing model was "shielded" by establishing the principle of subsidiarity, according to which in the event of a conflict between what is established in the Statute and state regulations, the former would prevail.[30].
When the project approved by the Parliament of Catalonia reached the Congress of Deputies, the new financing model became one of the main obstacles to reaching a consensus. It was the agreement reached in La Moncloa between the President of the Government Rodríguez Zapatero and the leader of CiU Artur Mas that allowed this issue to be unblocked. The agreement, which would be brought to the Statute, consisted of increasing the participation of the Generalitat in State taxes (from 33% to 50% of Personal Income Tax (Spain)); from 40% to 58% of excise taxes; and from 35% to 50% of VAT), in exchange for the renunciation of the Catalan Tax Agency collecting them. Furthermore, the Spanish Government committed to investing in Catalonia an amount equivalent to the weight of its economy in Spain as a whole (18.5% of GDP), and that Catalonia would not lose positions in the classification of the autonomous communities by per capita income due to its contributions to the interterritorial solidarity fund (the so-called principle of ordinality that is applied in federal states, such as Germany).[16].
Thus, the differences between the initial proposal of the Parliament of Catalonia and the one finally approved by the Spanish Cortes were significant, since the Catalan Tax Agency would only manage "the taxes of the Generalitat" and not "all taxes borne in Catalonia", as initially proposed. The transferred taxes will be collected by the State Tax Agency, although the possibility of creating a consortium "in which the two agencies would participate equally" was left open. Another important point was the suppression of the statement that the greater fiscal effort carried out by the Catalans "must translate into greater financial capacity and greater income for the Generalitat."[27].
Title VII. Of the reform of the Statute
This Title consists of two articles (222 and 223). The only differences between the proposal of the Parliament of Catalonia and the final wording approved by the Cortes Generales was the following (change in bold):
Additional, transitional and final provisions
The proposal of the Parliament of Catalonia consisted of 11 additional provisions, but the Cortes Generales deleted five and added nine, so that finally there are 15 that appear in the Statute. As for the rest of the provisions proposed by the Parliament of Catalonia, the Cortes Generales deleted the third transitional provision (maintaining the other two), maintained the repealing provision and deleted a final provision (maintaining the other four). The differences between the proposal of the Parliament of Catalonia and the final wording approved by the Cortes Generales are the following (changes in bold):